Disclosure on Investments and Risk Warnings

This Risk Disclosure and Warning (the “Disclosure”) is provided to you (our clients and potential clients) in accordance with the Investment Services Regulations applicable to Van Sterling Capital Ltd. (“the Company”).

All clients and potential clients should carefully read the following notice in this document before beginning to subscribe to strategies for execution on their account with the Company. However, it should be noted that this document cannot disclose or explain all risks and other important aspects associated with trading in the financial instruments offered by the Company. The announcement has been prepared to explain in general terms the nature of the risks involved in trading financial instruments on a fair and non-misleading basis.

The Company offers subscription to non-proprietary strategies in securities such as equities, futures, options, OTC products, ETF, funds, FX (Foreign Exchange), Contracts for Differences (“CFDs”) in equities, commodities, as well as indices, cryptocurrencies and other asset classes. Operationally, the strategies generate signals that the Company forwards to the client’s broker for final execution. The above securities are also referred to as financial instruments in this release.

Van Sterling Capital Ltd. (hereinafter referred to as the “Company”) holds a company license with license number VANS-IF-9616 issued by the Malta Financial Services Authority (hereinafter referred to as the “MFSA” or the “Regulatory Authority”) (www. mfsa.com.mt, Notabile Road, BKR3000, Attard, Malta, Telephone: +356 2144 1155, Fax: +356 2144 1188) issued by the MFSA on 26 September 2014. We offer a wide range of investments, each with its own risks and rewards. The provided document Risks in Securities Trading is intended to provide you with a general description of the nature and principal risks of the financial products you may trade through when selecting strategies through the broker or bank of your choice.

If you are in doubt about any aspect of the risks and features of these products, you should seek expert advice.

You should be aware that the performance of all investment products is not guaranteed and that prices may fall as well as rise. You should not consider the past performance of any investment as a guide to its future performance.

MiFID (Markets in Financial Instruments Directive) is an EU directive that came into force in November 2007 with the aim of strengthening investor protection and improving the functioning and transparency of financial markets.

We offer execution-only services (“Execution Only”) without advice. Therefore, you should seek independent investment advice where necessary. We do not conduct a suitability review for any of the specified instruments after onboarding. You should familiarize yourself with the nature and risks of each financial instrument and the general trading risks.

You are responsible for all investment decisions and are liable for any gains or losses on your account.

Please download the provided document Risks in Securities Trading and read the risks carefully.